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Senior Associate, Finance Risk Management-Horizontal Operations Program

BlueTarp Financial

BlueTarp Financial

Accounting & Finance, Operations
Richmond, VA, USA
Posted on Thursday, May 30, 2024


West Creek 3 (12073), United States of America, Richmond, Virginia Senior Associate, Finance Risk Management-Horizontal Operations Program

Capital One is seeking a motivated professional for a Senior Associate position in the Finance Risk Management (FRM) team. FRM associates are engaged and insightful risk management partners working across the Finance organization to execute robust and proactive risk management programs, improve effectiveness and efficiency of operation while reducing risk and influencing risk stakeholders (i.e., risk offices, compliance, internal audit, and regulators). FRM strives to enable a strong culture of risk management across Finance that is adaptable to a changing environment.

This position will have a heavy focus on operational risk programs across Capital One’s Finance organization which requires engagement between Finance business partners and second line independent risk management functions. The candidate must have the ability to direct the work of others with demonstrated problem solving, influencing, and communication skills along with an ability to work strategically within and beyond the Finance division will contribute to the candidate’s success.

General Responsibilities:

  • Oversee the Finance organization’s adherence to internal policies and standards related to operational risk programs (e.g., Issue/Event Management) and risk assessments (Process Level Assessments and Divisional Risk Control Self Assessment)

  • Identify opportunities and collaborate in FRM and across Finance divisions to mature our risk framework ensuring effective control practices, governance, and supporting documentation.

  • Contribute to the enhancement of the Finance organization’s risk reporting in order to provide risk insights to support Finance business, product, and tech leaders as they set priorities and make decisions.

  • Participate in and execute other special projects for the team on a periodic basis.

  • Develop and maintain documentation to include procedures, presentations, and training materials.

  • Advise and support vertical risk advisors and business partners during risk assessments, internal audits, and regulatory exams.

  • Identify and drive process improvements within Finance’s operational risk management programs

Basic Qualifications:

  • Bachelor's Degree or military experience

  • At least 2 years of experience in Financial Services, Audit, Risk Management, or a combination

Preferred Qualifications:

  • At least 3 years of experience in finance risk management, corporate treasury capital markets functions, or a combination

  • At least 3 years of experience in audit, compliance, risk management project management, or a combination

  • At least 3 years of experience in financial services

At this time, Capital One will not sponsor a new applicant for employment authorization for this position.

Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being. Learn more at theCapital One Careers website. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.

This role is expected to accept applications for a minimum of 5 business days. No agencies please. Capital One is an equal opportunity employer committed to diversity and inclusion in the workplace. All qualified applicants will receive consideration for employment without regard to sex (including pregnancy, childbirth or related medical conditions), race, color, age, national origin, religion, disability, genetic information, marital status, sexual orientation, gender identity, gender reassignment, citizenship, immigration status, protected veteran status, or any other basis prohibited under applicable federal, state or local law. Capital One promotes a drug-free workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries, including, to the extent applicable, Article 23-A of the New York Correction Law; San Francisco, California Police Code Article 49, Sections 4901-4920; New York City’s Fair Chance Act; Philadelphia’s Fair Criminal Records Screening Act; and other applicable federal, state, and local laws and regulations regarding criminal background inquiries.

If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at RecruitingAccommodation@capitalone.com. All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.

For technical support or questions about Capital One's recruiting process, please send an email to Careers@capitalone.com

Capital One does not provide, endorse nor guarantee and is not liable for third-party products, services, educational tools or other information available through this site.

Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).